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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-05-29 |
Branch Locations
Riverview Building 1000 East Main Crross, Suite 103, Findlay, OH 45840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services, Inc. | Findlay | OH | 10/2023 | Present |
| Western & Southern Life | Findlay | OH | 08/2023 | Present |
| Promise Camp By Family Guidance | Clinton | PA | 06/2023 | 08/2023 |
| Chick-Fil-A | Findlay | OH | 09/2022 | 06/2023 |
| Promise Camp By Family Guidance | Pittsburgh | PA | 06/2022 | 08/2022 |
| Lowe's | Findlay | OH | 01/2022 | 06/2022 |
| Kastaway Renovations | Fishers | IN | 07/2021 | 12/2021 |
| Doordash | Anderson | IN | 05/2020 | 08/2023 |
| Doordash | Findlay | OH | 05/2020 | 08/2023 |
| University Of Findlay | Findlay | OH | 08/2018 | 05/2022 |
| University Of Findlay Basketball | Findlay | OH | 06/2018 | 07/2018 |
| Pendleton Heights High School | Pendleton | IN | 03/2018 | 05/2018 |
| Pendleton Heights High School/Middle School | Pendleton | IN | 08/2013 | 06/2018 |
Western & Southern Life - No - Findlay, OH - Full Time Sales Agent/// West Ohio Christian Chamber of Commerce; Lima, OH; A Christian Chamber of Commerce; Ambassador Benefits Coordinator and Vice President of Board; Not Securities Related; 4 hours per month, none during trading hours; Leadership and Voting decisions; No Compensation///
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-14 |
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