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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-02
  • AZ RA
    APPROVED
    Since 2026-07-02

Branch Locations

7293 N Scottsdale Rd Suite 107, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank, Ssb Scottsdale AZ 06/2026 Present
Unemployed Phoenix AZ 07/2023 11/2023
The Agency Scottsdale AZ 10/2022 07/2023
Kevin Owens Pllc Scottsdale AZ 06/2021 07/2023
North&Co. Phoenix AZ 06/2021 10/2022
Keller Williams Phoenix AZ 09/2020 06/2021
Full Time Education Phoenix AZ 08/2017 05/2021
The Larry Phoenix AZ 01/2020 03/2020
Luci's At The Orchard Phoenix AZ 08/2018 10/2018
Dutch Bros Phoenix AZ 01/2017 09/2017
Full Time Education Phoenix AZ 11/2013 05/2017
Full Time Education Phoenix AZ 01/2019 06/2019
Charles Schwab & Co., Inc. Scottsdale AZ 11/2023 Present
  • 06/2026 → Present
    Charles Schwab Bank, Ssb
    Scottsdale, AZ
  • 07/2023 → 11/2023
    Unemployed
    Phoenix, AZ
  • 10/2022 → 07/2023
    The Agency
    Scottsdale, AZ
  • 06/2021 → 07/2023
    Kevin Owens Pllc
    Scottsdale, AZ
  • 06/2021 → 10/2022
    North&Co.
    Phoenix, AZ
  • 09/2020 → 06/2021
    Keller Williams
    Phoenix, AZ
  • 08/2017 → 05/2021
    Full Time Education
    Phoenix, AZ
  • 01/2020 → 03/2020
    The Larry
    Phoenix, AZ
  • 08/2018 → 10/2018
    Luci's At The Orchard
    Phoenix, AZ
  • 01/2017 → 09/2017
    Dutch Bros
    Phoenix, AZ
  • 11/2013 → 05/2017
    Full Time Education
    Phoenix, AZ
  • 01/2019 → 06/2019
    Full Time Education
    Phoenix, AZ
  • 11/2023 → Present
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-30
S63 Uniform Securities Agent State Law Examination 2024-03-08
  • S66 Uniform Combined State Law Examination
    2026-06-30
  • S63 Uniform Securities Agent State Law Examination
    2024-03-08

View on SEC IAPD

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