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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-09
NC RA APPROVED 2025-12-23
  • TX RA
    APPROVED_RES
    Since 2026-02-09
  • NC RA
    APPROVED
    Since 2025-12-23

Branch Locations

355 S New Hope Rd, Gastonia, NC 28054 • United States

645 Park St, Belmont, NC 28012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 10/2023 11/2025
Wells Fargo Bank, Na Charlotte NC 10/2023 11/2025
Bank Of America Seneca SC 09/2021 09/2023
Study Hall Llc Clemson SC 12/2019 09/2021
Greenfield Industries Inc. Seneca SC 04/2018 11/2019
Mike Lunn Financial Services Pietermaritzburg 01/2016 03/2018
Varsity College Pietermaritzburg 01/2017 12/2017
Varsity College Pietermaritzburg 01/2015 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gastonia NC 11/2025 Present
Bank Of America, N.A. Gastonia NC 01/2026 Present
  • 10/2023 → 11/2025
    Charlotte, NC
  • 10/2023 → 11/2025
    Wells Fargo Bank, Na
    Charlotte, NC
  • 09/2021 → 09/2023
    Bank Of America
    Seneca, SC
  • 12/2019 → 09/2021
    Study Hall Llc
    Clemson, SC
  • 04/2018 → 11/2019
    Greenfield Industries Inc.
    Seneca, SC
  • 01/2016 → 03/2018
    Mike Lunn Financial Services
    Pietermaritzburg
  • 01/2017 → 12/2017
    Varsity College
    Pietermaritzburg
  • 01/2015 → 12/2017
    Varsity College
    Pietermaritzburg
  • 11/2025 → Present
    Gastonia, NC
  • 01/2026 → Present
    Bank Of America, N.A.
    Gastonia, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-12
S63 Uniform Securities Agent State Law Examination 2023-11-17
  • S65 Uniform Investment Adviser Law Examination
    2023-12-12
  • S63 Uniform Securities Agent State Law Examination
    2023-11-17

View on SEC IAPD

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