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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-09 |
| NC | RA | APPROVED | 2025-12-23 |
Branch Locations
355 S New Hope Rd, Gastonia, NC 28054 • United States
645 Park St, Belmont, NC 28012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 10/2023 | 11/2025 |
| Wells Fargo Bank, Na | Charlotte | NC | 10/2023 | 11/2025 |
| Bank Of America | Seneca | SC | 09/2021 | 09/2023 |
| Study Hall Llc | Clemson | SC | 12/2019 | 09/2021 |
| Greenfield Industries Inc. | Seneca | SC | 04/2018 | 11/2019 |
| Mike Lunn Financial Services | Pietermaritzburg | 01/2016 | 03/2018 | |
| Varsity College | Pietermaritzburg | 01/2017 | 12/2017 | |
| Varsity College | Pietermaritzburg | 01/2015 | 12/2017 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Gastonia | NC | 11/2025 | Present |
| Bank Of America, N.A. | Gastonia | NC | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-17 |
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