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Ro-Derrick Vicente Branch

Wells Fargo Clearing Services, LLC

Highland Springs, VA

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-15
  • VA RA
    APPROVED
    Since 2024-03-15

Branch Locations

81 S Airport Dr, Highland Springs, VA 23075 • United States

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Highland Springs VA 10/2023 Present
Wells Fargo Bank, Na Highland Springs VA 03/2018 Present
Paradise Springs Winery Fairfax VA 11/2016 03/2018
English House Quito 02/2016 10/2016
  • 10/2023 → Present
    Wells Fargo Clearing Services, Llc
    Highland Springs, VA
  • 03/2018 → Present
    Wells Fargo Bank, Na
    Highland Springs, VA
  • 11/2016 → 03/2018
    Paradise Springs Winery
    Fairfax, VA
  • 02/2016 → 10/2016
    English House
    Quito
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-15
S63 Uniform Securities Agent State Law Examination 2024-01-22
  • S65 Uniform Investment Adviser Law Examination
    2024-03-15
  • S63 Uniform Securities Agent State Law Examination
    2024-01-22
Other Names
  • Ro-Derrick Branch

View on SEC IAPD

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