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Kristin M Adam

Wells Fargo Clearing Services, LLC

Annapolis, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-16
MD RA APPROVED 2024-12-10
  • TX RA
    APPROVED
    Since 2024-12-16
  • MD RA
    APPROVED
    Since 2024-12-10

Branch Locations

2661 Riva Rd Ste 1020, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Annapolis MD 10/2023 Present
Friends And Family Flooring Silver Spring MD 11/2008 10/2023
Other Businesses

RENTAL PROPERTY; INV RELATED; OCEAN CITY, MD; 100% OWNERSHIP; START DATE 4/1/2021; 0 HOURS PER MONTH; 0 DURING TRADING; OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-10
  • S66 Uniform Combined State Law Examination
    2024-12-10
Other Names
  • Kristin Michelle Carr
  • Kristin Michelle Carr Adam
  • Mimi Carr
  • Mimi Carr Adam

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD
CETERA INVESTMENT ADVISERS LLC · Annapolis, MD
RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD
MARINER INDEPENDENT · Annapolis, MD
EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD
WELLS FARGO CLEARING SERVICES, LLC · ANNAPOLIS, MD

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