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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-03
CT RA APPROVED 2024-09-25
  • TX RA
    APPROVED
    Since 2024-10-03
  • CT RA
    APPROVED
    Since 2024-09-25

Branch Locations

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Glastonbury CT 09/2023 08/2024
Beazley Insurance Company Farmington CT 09/2023 09/2023
25 Jerome Ave Llc Bloomfield CT 12/2022 05/2024
Eastern Rehab Llc Bloomfield CT 04/2017 08/2018
20 Jerome Ave Llc / The Associated Construction Company Bloomfield CT 08/2022 Present
Central Connecticut State University New Britain CT 08/2018 09/2019
Central Connecticut State University New Britain CT 01/2022 12/2023
Tunxis Community College Farmington CT 09/2019 07/2022
Northwest Catholic High School West Hartford CT 08/2014 06/2018
The Prudential Insurance Company Of America Glastonbury CT 03/2024 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Hartford CT 08/2024 Present
Island Moped And Bike New Shoreham RI 06/2020 08/2020
Begley Landscaping West Hartford CT 06/2017 06/2017
Begley Landscaping West Hartford CT 02/2021 02/2021
Bank Of America, N.A. West Hartford CT 09/2024 Present
  • 09/2023 → 08/2024
    Glastonbury, CT
  • 09/2023 → 09/2023
    Beazley Insurance Company
    Farmington, CT
  • 12/2022 → 05/2024
    25 Jerome Ave Llc
    Bloomfield, CT
  • 04/2017 → 08/2018
    Eastern Rehab Llc
    Bloomfield, CT
  • 08/2022 → Present
    20 Jerome Ave Llc / The Associated Construction Company
    Bloomfield, CT
  • 08/2018 → 09/2019
    Central Connecticut State University
    New Britain, CT
  • 01/2022 → 12/2023
    Central Connecticut State University
    New Britain, CT
  • 09/2019 → 07/2022
    Tunxis Community College
    Farmington, CT
  • 08/2014 → 06/2018
    Northwest Catholic High School
    West Hartford, CT
  • 03/2024 → 08/2024
    The Prudential Insurance Company Of America
    Glastonbury, CT
  • 08/2024 → Present
    West Hartford, CT
  • 06/2020 → 08/2020
    Island Moped And Bike
    New Shoreham, RI
  • 06/2017 → 06/2017
    Begley Landscaping
    West Hartford, CT
  • 02/2021 → 02/2021
    Begley Landscaping
    West Hartford, CT
  • 09/2024 → Present
    Bank Of America, N.A.
    West Hartford, CT
Previous Registrations
Other Businesses

Name of the other business Eastern Rehab ProductsWhether the business is investment-related NoAddress of the other business Bloomfield CT,06002Nature of the other business LandscapingYour position LandscaperTitle, or relationship with the other business LandscaperStart date of your relationship 05/11/2024Approximate number of hours/month you devote to the other business 10Number of hours you devote to the other business during securities trading hours 0Briefly describe your duties relating to the other business Cutting grass, trimming bushes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-26
  • S66 Uniform Combined State Law Examination
    2024-02-26
Other Names
  • Daniel Fitzsimmons
  • Daniel John Fitzsimmons

View on SEC IAPD

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