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Ivan F Chen

Edward Jones

Ojai, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-11
  • CA RA
    APPROVED
    Since 2025-04-11

Branch Locations

1211 Maricopa Hwy Ste 103, Ojai, CA 93023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Los Angeles CA 11/2020 10/2023
Mufg Union Bank Monterey Park CA 12/2016 10/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2023 04/2024
Northwestern Mutual Investment Services Llc Los Angeles CA 10/2023 05/2024
Aig Los Angeles CA 09/2013 12/2016
Jpmorgan Chase Bank Na Los Angeles CA 04/2024 04/2025
Jp Morgan Securities Llc Los Angeles CA 04/2024 04/2025
Edward Jones St Louis MO 04/2025 Present
  • 11/2020 → 10/2023
    City National Bank
    Los Angeles, CA
  • 12/2016 → 10/2020
    Mufg Union Bank
    Monterey Park, CA
  • 11/2023 → 04/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2023 → 05/2024
    Northwestern Mutual Investment Services Llc
    Los Angeles, CA
  • 09/2013 → 12/2016
    Aig
    Los Angeles, CA
  • 04/2024 → 04/2025
    Jpmorgan Chase Bank Na
    Los Angeles, CA
  • 04/2024 → 04/2025
    Los Angeles, CA
  • 04/2025 → Present
    St Louis, MO
Previous Registrations
Other Businesses

Wild Qi Type of business: Health and Wellness Center Ojai, CA Start date: 4/1/2025 Accounting Manager/CFO Hours per week: 15 Hours during trading: 0 I hold ownership in an LLC which is my wife's main business. I will be receiving no income. Responsibilities include bookkeeping, accounting, and working with CPA to file taxes. Rental Property Type of business: Vacation Rental Property Big Bear Lake, CA Start date: 12/1/2024 Owner Hours per week: 1 Hours during trading: 0 Desc: This a home I used to live in in Big Bear Lake, CA. When I moved out in 2024, I hired a property management firm to rent it out for me. They manage it completely. Humane Society of Ventura County Type of business: Non Profit Ojai, CA Start date: 6/9/2025 Budget Committee Member Hours per week: 2 Hours during trading: 0 I sit on the Budget/Finance committee which meets on the second Tuesday of every money Ojai Valley Democrats Type of business: Non Profit Political Ojai, CA Start date: 8/1/2025 Treasurer - Analyst Hours per week: 0 Hours during trading: 0 Assisting with filing FEC reports.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-18
  • S66 Uniform Combined State Law Examination
    2024-03-18
Other Names
  • Ivan Chen
  • Ivan Chen
  • Ivan F Chen-O'NEill
  • Ivan Chen-O Neill
  • Ivan Fu Chen
  • Ivan Fu Chen-O'NEill

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