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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-04-10 |
| VA | RA | APPROVED | 2026-04-09 |
| RI | RA | APPROVED | 2026-04-08 |
| AL | RA | APPROVED | 2026-04-07 |
| DE | RA | APPROVED | 2026-04-07 |
| MS | RA | APPROVED | 2026-04-07 |
| NV | RA | APPROVED | 2026-04-07 |
| WA | RA | APPROVED | 2026-04-07 |
| OK | RA | APPROVED | 2025-11-10 |
| NE | RA | APPROVED | 2022-11-28 |
| MN | RA | APPROVED | 2015-09-29 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
New Market, MN • United States
New Market, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 05/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-12 |
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