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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-10-06
  • MN RA
    APPROVED
    Since 2015-10-06

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Saint Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemaker Saint Paul MN 10/2004 Present
Rbc Capital Markets, Llc St Paul MN 04/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-06
S63 Uniform Securities Agent State Law Examination 1999-05-12
  • S66 Uniform Combined State Law Examination
    2015-10-06
  • S63 Uniform Securities Agent State Law Examination
    1999-05-12
Other Names
  • Andrea Noelle Lentz
  • Andrea Noelle Winghart

View on SEC IAPD

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