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Andrea Noelle Lentz

Rbc Capital Markets, LLC

Minneapolis, MN

Saint Paul, MN

CRD 3206701

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-10-06
  • MN RA
    APPROVED
    Since 2015-10-06

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Saint Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemaker Saint Paul MN 10/2004 Present
Rbc Capital Markets, Llc St Paul MN 04/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-06
S63 Uniform Securities Agent State Law Examination 1999-05-12
  • S66 Uniform Combined State Law Examination
    2015-10-06
  • S63 Uniform Securities Agent State Law Examination
    1999-05-12
Other Names
  • Andrea Noelle Lentz
  • Andrea Noelle Winghart

View on SEC IAPD

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HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

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