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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-05-15
  • OR RA
    APPROVED
    Since 2026-05-15

Branch Locations

1370 Center Drive, Medford, OR 97501 • United States

1370 Center Drive, Medford, OR 97501 • United States

10572 Highway 62, Eagle Point, OR 97524 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1661 Ashland Street, Ashland, OR 97520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rogue Credit Union Medford OR 09/2021 Present
Us Bank Medford OR 08/2016 09/2021
Cetera Investment Services Llc St Cloud MN 10/2023 05/2026
Cetera Investment Advisers Llc Medford OR 01/2024 05/2026
Lpl Finanical Medford OR 05/2026 Present
  • 09/2021 → Present
    Rogue Credit Union
    Medford, OR
  • 08/2016 → 09/2021
    Us Bank
    Medford, OR
  • 10/2023 → 05/2026
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2024 → 05/2026
    Medford, OR
  • 05/2026 → Present
    Lpl Finanical
    Medford, OR
Previous Registrations
Other Businesses

1. 5/2026 - Rogue Investment Services - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/15/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-06
  • S66 Uniform Combined State Law Examination
    2024-01-06

View on SEC IAPD

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