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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-09-09
  • WA RA
    APPROVED
    Since 2024-09-09

Branch Locations

920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc Bellevue WA 10/2023 05/2024
247 Educational Services Spokane WA 01/2020 Present
247 Educational Scholarship Association Spokane WA 01/2022 Present
University Of Puget Sound Tacoma WA 08/2019 06/2020
Washington State University Pullman WA 06/2020 05/2023
Saint Georges School Spokane WA 06/2011 08/2019
Goodale And Barbieri Company Spokane WA 06/2021 07/2024
Thrivent Investment Management Inc. Minneapolis MN 07/2024 08/2024
Massmutual Life Insurance Co Seattle WA 08/2024 Present
Mml Investors Services, Llc Seattle WA 09/2024 Present
Whitman Llc Spokane WA 04/2024 Present
  • 10/2023 → 05/2024
    Equitable Advisors, Llc
    Bellevue, WA
  • 01/2020 → Present
    247 Educational Services
    Spokane, WA
  • 01/2022 → Present
    247 Educational Scholarship Association
    Spokane, WA
  • 08/2019 → 06/2020
    University Of Puget Sound
    Tacoma, WA
  • 06/2020 → 05/2023
    Washington State University
    Pullman, WA
  • 06/2011 → 08/2019
    Saint Georges School
    Spokane, WA
  • 06/2021 → 07/2024
    Goodale And Barbieri Company
    Spokane, WA
  • 07/2024 → 08/2024
    Thrivent Investment Management Inc.
    Minneapolis, MN
  • 08/2024 → Present
    Massmutual Life Insurance Co
    Seattle, WA
  • 09/2024 → Present
    Seattle, WA
  • 04/2024 → Present
    Whitman Llc
    Spokane, WA
Other Businesses

1) NAME: WHITMAN, LLC INV REL: Y ADD: SPOKANE, WA 99203 NATURE: INVESTMENT PROPERTY POSITION: MANAGING PARTNER START DATE: 04/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: POOL FUNDS AS NEEDED FOR INVESTING INTO THE FAMILY DEVELOPMENTS IN AIRWAY HEIGHTS. 2) NAME: 247 EDUCATIONAL SCHOLARSHIP ASSOCIATION INV REL: N ADD: 2910 E 57TH SUITE #205, SPOKANE, WA 99223 NATURE: PROVIDE TEACHERS WITH EDUCATIONAL RESOURCES POSITION: DIRECTOR START DATE: 01/01/2022 NO. HR/MO:1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: THIS ORGANIZATION HAS NO ACTIVITY YET. I WILL KEEP THIS FORUM UPDATED IF AND WHEN ANY ACTIVITY HAPPENS. 3) NAME: 247 EDUCATIONAL SERVICES INV REL: N ADD: 2910 E 57TH SUITE #164, SPOKANE, WA 99223 NATURE: PROFESSIONAL DEVLOPMENT FOR TEACHERS IN WASHINGTON STATE POSITION: CONTRACT MANAGER START DATE: 01/01/2020 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: CONDUCT SALES OF CLOCK HOURS TO TEACHERS, PROCESS THE SIGNED CONTRACTS, AND FACILITATE THE RELATIONSHIPS WITH PARTNER ORGANIZATIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-08
  • S66 Uniform Combined State Law Examination
    2024-08-08
Other Names
  • Jake Whitman

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