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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-07-22 |
| TX | RA | APPROVED | 2025-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Cincinnati | OH | 05/2009 | 07/2025 |
| Lpl Financial Llc | Cincinnati | OH | 07/2025 | Present |
1. 06/2025 - Jesse Mullins LLC - Business Entity For Tax/Investment Purposes Only - Not Investment related - 140 Hrs/Mth - 7 Hrs During Trading - CINCINNATI, OHIO 45230 - OBA Start Date: 04/01/2009 2. 06/2025 - Mullins Taylor Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - 140 Hrs/Mth - 7 Hrs During Trading - At reported business location(s) - OBA Start Date: 07/21/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-27 |
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