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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisory Alpha Llc | Holland | MI | 05/2023 | 06/2025 |
| Parma Western | Parma | MI | 01/2013 | 05/2019 |
| Spring Arbor University | Spring Arbor | MI | 08/2019 | 05/2023 |
| Biggby Coffee | Spring Arbor | MI | 01/2019 | 05/2019 |
| Spring Arbor University | Spring Arbor | MI | 05/2019 | 05/2022 |
| Parma Western | Parma | MI | 08/2022 | 02/2023 |
| Guidestream Financial | Spring Arbor | MI | 02/2023 | 05/2023 |
| Christ Fellowship Church | Kingsport | TN | 06/2022 | 08/2022 |
| Unemployed | Kingsport | TN | 06/2025 | 08/2025 |
| Lpl Financial Llc | Kingsport | TN | 08/2025 | Present |
| Eastman Credit Union | Kingsport | TN | 08/2025 | Present |
1) 09/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name ECU Asset Management Inv Related / At reported business location (s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-14 |
| S65 | Uniform Investment Adviser Law Examination | 2023-11-20 |
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