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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-09-01 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price Investment Services | Tampa | FL | 12/2007 | 06/2019 |
| J.W. Cole Financial, Inc. | Tampa | FL | 07/2019 | 08/2023 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 12/2019 | 08/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 08/2023 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 08/2023 | Present |
Sole Proprietor. Investment Related: No. Owner / Sole Proprietor; Florida Notary Public. hours/month: 2 - 10. during working hours: 0. Florida Notary Public services, with the potential to provide Remote Online Notary (RON) and Loan Signing Agent (LSA) services after obtaining the required credentials.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-20 |
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