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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-18
CA RA APPROVED 2025-08-15
  • TX RA
    APPROVED
    Since 2025-08-18
  • CA RA
    APPROVED
    Since 2025-08-15

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Gilbert AZ 12/2023 07/2025
Allied First Bank Gilbert AZ 05/2023 07/2023
Prosperity Home Mortgage Scottsdale AZ 11/2022 04/2023
Jfq Lending, Inc Scottsdale AZ 08/2019 11/2022
Unemployed Glendale AZ 06/2019 07/2019
Unemployed Phoenix AZ 08/2023 11/2023
Phoenix College Phoenix AZ 01/2019 05/2019
U.S. Army El Paso TX 09/2015 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 07/2025 Present
Bank Of America, N.A. Chandler AZ 09/2025 Present
  • 12/2023 → 07/2025
    Gilbert, AZ
  • 05/2023 → 07/2023
    Allied First Bank
    Gilbert, AZ
  • 11/2022 → 04/2023
    Prosperity Home Mortgage
    Scottsdale, AZ
  • 08/2019 → 11/2022
    Jfq Lending, Inc
    Scottsdale, AZ
  • 06/2019 → 07/2019
    Unemployed
    Glendale, AZ
  • 08/2023 → 11/2023
    Unemployed
    Phoenix, AZ
  • 01/2019 → 05/2019
    Phoenix College
    Phoenix, AZ
  • 09/2015 → 01/2019
    U.S. Army
    El Paso, TX
  • 07/2025 → Present
    Chandler, AZ
  • 09/2025 → Present
    Bank Of America, N.A.
    Chandler, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-15
  • S66 Uniform Combined State Law Examination
    2025-05-15
Other Names
  • Rico I Olivas

View on SEC IAPD

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