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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-09-17
  • MO RA
    APPROVED
    Since 2024-09-17

Branch Locations

One North Brentwood Boulevard Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Swansea IL 09/2023 09/2024
Mydawat.pK Karachi 08/2016 01/2023
Unemployed St. Louis MO 02/2023 08/2023
The Prudential Insurance Company Of America Swansea IL 01/2024 09/2024
Oppenheimer & Co. Inc. Saint Louis MO 09/2024 Present
  • 09/2023 → 09/2024
    Swansea, IL
  • 08/2016 → 01/2023
    Mydawat.pK
    Karachi
  • 02/2023 → 08/2023
    Unemployed
    St. Louis, MO
  • 01/2024 → 09/2024
    The Prudential Insurance Company Of America
    Swansea, IL
  • 09/2024 → Present
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-14
  • S66 Uniform Combined State Law Examination
    2023-12-14

View on SEC IAPD

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