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Inactive

Peter M Ta

Ttp Investments, Inc.

San Jose, CA

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Current Employers
Ttp Investments, Inc.

1978 The Alameda, San Jose, CA 95126 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-04
IL RA APPROVED 2023-10-04
NH RA APPROVED 2023-10-04
TX RA APPROVED 2023-10-04
  • CA RA
    APPROVED
    Since 2023-10-04
  • IL RA
    APPROVED
    Since 2023-10-04
  • NH RA
    APPROVED
    Since 2023-10-04
  • TX RA
    APPROVED
    Since 2023-10-04

Branch Locations

1978 The Alameda, San Jose, CA 95126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taco Bell San Jose CA 01/2017 04/2017
Smart & Final San Jose CA 05/2017 08/2019
Target San Jose CA 10/2019 08/2020
De Anza Community College Cupertino CA 06/2016 03/2019
San Jose State University San Jose CA 08/2019 05/2021
Unemployed San Jose CA 06/2021 12/2021
Ttp Investments San Jose CA 01/2022 Present
  • 01/2017 → 04/2017
    Taco Bell
    San Jose, CA
  • 05/2017 → 08/2019
    Smart & Final
    San Jose, CA
  • 10/2019 → 08/2020
    Target
    San Jose, CA
  • 06/2016 → 03/2019
    De Anza Community College
    Cupertino, CA
  • 08/2019 → 05/2021
    San Jose State University
    San Jose, CA
  • 06/2021 → 12/2021
    Unemployed
    San Jose, CA
  • 01/2022 → Present
    Ttp Investments
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-14
  • S65 Uniform Investment Adviser Law Examination
    2023-09-14

View on SEC IAPD

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HICKOK ADVISORY, LLC

Other Investors

Ryan Leiby
Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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