Mallory Suzanne Moser

Current Employers

Employment History

• 07/2012 → Present
  Steven E. Miller, Cpa Pc
  Dallas, TX
• 10/2023 → Present
  Avantax Planning Partners, Inc.
  Dallas, TX
• 03/2023 → Present
  Ican, Inc.
  Dallas, TX
• 09/2024 → Present
  M2 Financial Strategies Llc
  Dallas, TX

Other Businesses

1. AVANTAX PLANNING PARTNERS INC. POSITION: Investment Advisor Representative NATURE: IAR to numerous investment clients and provide financial planning to clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/29/2023 ADDRESS: 15150 Preston Rd, Suite 210, Dallas TX 75248, United States DESCRIPTION: Primary communication with financial planning, assist clients with investment choices, and review investment performance with clients 2. ICAN, INC. POSITION: Associate NATURE: ICAN designs and implements sophisticated navigation and communications software including Electronic Chart Systems (ECS) designed on the IMO specification for ECDIS. The company also provides AIS and VDES Infrastructure, consulting services, system design, and project management. ICAN has a US based office in Dallas, Texas. The US office provides sales, technical support and administration for US customers of ICAN Systems and related hardware. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/01/2023 ADDRESS: 15150 Preston Road, Ste 210, Ste 210, Dallas TX 75248, United States DESCRIPTION: Assists the organization with building long-term relationships with key clients. Works with senior executives, sales managers, technical managers, finance directors, and others who make or influence sales decisions. Work directly with clients to address problems or overcome other obstacles.Other duties as assigned.?? 3. STEVEN E. MILLER, CPA P.C. POSITION: Office Manager NATURE: Offers a broad range of services for business owners, executives and independent professionals. This includes tax preparation services, advisory and tax planning services, and bookkeeping & payroll services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2012 ADDRESS: 15150 Preston Rd, Suite 210, Dallas TX 75248, United States DESCRIPTION: In charge of project management ensuring all client projects are assigned and completed timely. Manages calendar/scheduling for staff. Runs payroll and approves time off requests. In charge of billing and firm accounts payable/receivables. Oversees office administration and productivity. Firm liaison interacting with clients and office team members. Point of contact for potential clients and onboarding of new clients. Once licensed, I will also be marketing Avantax business through this entity. 4) M2 FINANCIAL STRATEGIES LLC POSITION: Owner NATURE: This is a new entity created so that when I eventually start earning money from Avantax, I can use the LLC to pay my business expenses. INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 09/13/2024 ADDRESS: 15150 Preston Rd, Suite 210, Dallas TX 75248, United States DESCRIPTION: Financial services entity through which Avantax services are offered.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-26

Other Names

• Mallory S Moser
• Mallory Moser