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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-11-10 |
| ND | RA | APPROVED | 2025-10-31 |
| GA | RA | APPROVED | 2025-10-23 |
| AL | RA | APPROVED | 2025-10-22 |
| AK | RA | APPROVED | 2025-10-22 |
| DE | RA | APPROVED | 2025-10-22 |
| IA | RA | APPROVED | 2025-10-22 |
| KS | RA | APPROVED | 2025-10-22 |
| LA | RA | APPROVED | 2025-10-22 |
| ME | RA | APPROVED | 2025-10-22 |
| MD | RA | APPROVED | 2025-10-22 |
| MN | RA | APPROVED | 2025-10-22 |
| MT | RA | APPROVED | 2025-10-22 |
| NE | RA | APPROVED | 2025-10-22 |
| NM | RA | APPROVED | 2025-10-22 |
| NC | RA | APPROVED | 2025-10-22 |
| PR | RA | APPROVED | 2025-10-22 |
| TX | RA | APPROVED | 2025-10-22 |
| UT | RA | APPROVED | 2025-10-22 |
| VI | RA | APPROVED | 2025-10-22 |
| WA | RA | APPROVED | 2025-09-18 |
Branch Locations
920 5Th Avenue Suite 1375, Seattle, WA 98104 • United States
Kent, WA • United States
239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | Bellevue | WA | 10/2023 | 05/2024 |
| Haleon | Warren | NJ | 01/2023 | 06/2023 |
| Foster School Of Business | Seattle | WA | 07/2022 | 12/2022 |
| Brewed Oats | Seattle | WA | 01/2022 | 12/2023 |
| Panera Bread | Kent | WA | 07/2019 | 05/2021 |
| Chick-Fil-A | Tukwila | WA | 06/2019 | 09/2019 |
| Green River College | Auburn | WA | 09/2017 | 06/2020 |
| Pacific Market Research | Renton | WA | 10/2018 | 02/2019 |
| University Of Washington School Of Business | Seattle | WA | 09/2020 | 12/2022 |
| Dell Technologies | Round Rock | TX | 05/2021 | 08/2021 |
| Unemployed | Kent | WA | 09/2013 | 08/2017 |
| Massmutual Life Insurance Co | Seattle | WA | 06/2024 | 05/2025 |
| Mml Investors Services Llc | Seattle | WA | 06/2024 | 05/2025 |
| Hsbc Bank Usa, N.A. | Seattle | WA | 09/2025 | Present |
| Hsbc Securities (Usa) Inc. | Seattle | WA | 09/2025 | Present |
| Unemployed | Seattle | WA | 06/2025 | 08/2025 |
Dual hatted as agent of HSBC Insurance Agency (USA) Inc., a wholly owned subsidiary of HSBC Bank USA N.A., offering whole life, universal life, term life, and other types of insurance. Annuities and variable life insurance products are offered by HSBC Securities (USA) Inc. 1. The name of the other business: Adventures In English 2. Whether the business is investment-related: No 3. The address of the other business: 10703 SE 232nd Pl Kent WA 4. The nature of the other business: Non-Profit 5. Your position: Treasurer and Board Member 6. Title/Relationship with the other business: Treasurer and Board Member 7. The start date of your relationship: 6/1/2026 8. The approximate number of hours/months you devote to the other business: 5 days per annum 9. The number of hours you devote to the other business during securities trading hours: None 10. Briefly describe your duties relating to the other business ; I participate in board meetings and responsible for overseeing the organization's financial records and ensuring that all funds are properly tracked and managed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-19 |
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