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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-30
OH RA APPROVED 2024-05-25
  • TX RA
    APPROVED
    Since 2024-08-30
  • OH RA
    APPROVED
    Since 2024-05-25

Branch Locations

312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 09/2023 Present
Medpace, Inc. Cincinnati OH 02/2022 09/2023
Deloitte Tax Llp Cincinnati OH 06/2017 02/2022
University Of Louisville Louisville KY 08/2014 05/2018
Bank Of America, N.A. Cincinnati OH 12/2023 Present
  • 09/2023 → Present
    Cincinnati, OH
  • 02/2022 → 09/2023
    Medpace, Inc.
    Cincinnati, OH
  • 06/2017 → 02/2022
    Deloitte Tax Llp
    Cincinnati, OH
  • 08/2014 → 05/2018
    University Of Louisville
    Louisville, KY
  • 12/2023 → Present
    Bank Of America, N.A.
    Cincinnati, OH
Other Businesses

I*2013261 Entity Type: 501(c)(3) Name of OBA: CHNK Behavioral Health Address:COVINGTON, KY Investment Related:No Position, Title, Association:Junior Board Member Start Date:09/01/2024 No Hours: 2 hours/month No Hours during trading:0 Duties: I am on the "junior board" of CHNK but do not have a fiduciary role in the organization. The extent of my volunteering is planning events where we spread awareness about CHNK as an organization and about its mission. I also promote fundraising in the community. I*: 2048361 Entity Type: Education Name of OBA: Beechwood Independent School Address: Rd Fort Mitchell, KY Investment Related: No Position, Title, Association: Alumni board Employee Start Date: 11/2024 Number of Hours: 3 hrs mthly Number of Hours during trading: 0 Duties: I will be serving on the alumni board but will have no oversight or governing role. I will not have any fiduciary responsibility to the organization. My role consists of participation in and planning of fundraising events for the school put on by alumni of the school. I*: 7814271 Entity Type: Name of OBA: Cincinnati Parks Foundation Address: Cincinnati, OH Investment Related: No Position, Title, Association: member Employee Start Date: 11/52024 Number of Hours: 4 hrs mthly Number of Hours during trading: 0 Duties: Dedicated to growing our Parks, our programs, and supporters on behalf of the Cincinnati Parks Foundation. Will participate in regular meetings, fundraising initiatives, and plan an annual event.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-24
  • S66 Uniform Combined State Law Examination
    2024-05-24
Other Names
  • Morgan Kay Shover
  • Morgan K Fritz
  • Morgan Kay Fritz

View on SEC IAPD

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