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Robert Scott Hastings

Wells Fargo Clearing Services, LLC

St. Louis, MO

CRD 3205864

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-01-01
  • VA RA
    APPROVED
    Since 2008-01-01

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 Present
Previous Registrations
  • 2005-11-28 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
Other Businesses

AUTHOR OF BOOK "EPIPHANY", NOT INV RELATED, ST PETERS, MO, START: 2/22/2016, 196 HOURS PER MONTH/0 DURING TRADING, DUTIES: WRITER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-26
S63 Uniform Securities Agent State Law Examination 2001-02-15
  • S66 Uniform Combined State Law Examination
    2005-11-26
  • S63 Uniform Securities Agent State Law Examination
    2001-02-15

View on SEC IAPD

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Nearby Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO

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