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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Gilbert | AZ | 08/2023 | 12/2023 |
| Culinary Dropout | Phoenix | AZ | 01/2021 | 07/2021 |
| Az Executive Offices | Tempe | AZ | 03/2022 | 03/2023 |
| Arizona Dimondbacks | Phoenix | AZ | 03/2023 | 08/2023 |
| Lux Central Coffee Shop | Phoenix | AZ | 07/2021 | 03/2022 |
| Oak Tree Country Club | Edmond | OK | 04/2020 | 08/2020 |
| Northwest Pool Management | Edmond | OK | 03/2018 | 09/2018 |
| Unemployed | Edmond | OK | 12/2013 | 02/2018 |
| Unemployed | Edmond | OK | 09/2018 | 03/2019 |
| Unemployed | Edmond | OK | 03/2019 | 04/2020 |
| Unemployed | Edmond | OK | 08/2020 | 01/2021 |
| Unemployed | Edmond | OK | 12/2013 | 03/2018 |
| Unemployed | Scottsdale | AZ | 12/2023 | 02/2024 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-11 |
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