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Genevieve Monier

Ubs Financial Services Inc.

Cincinnati, OH

CRD 7812689

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-08
  • OH RA
    APPROVED
    Since 2024-10-08

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Alabama Athletics Communications Tuscaloosa AL 08/2019 05/2021
The Little Gym Lexington KY 10/2021 05/2022
Amify Cincinnati OH 07/2022 05/2023
Cincinnati Animal Care Cincinnati OH 05/2023 10/2023
Ubs Financial Services Cincinnati OH 10/2023 Present
Unemployed / Student Southlake TX 08/1999 08/2019
Student Lexington KY 06/2021 09/2021
  • 08/2019 → 05/2021
    University Of Alabama Athletics Communications
    Tuscaloosa, AL
  • 10/2021 → 05/2022
    The Little Gym
    Lexington, KY
  • 07/2022 → 05/2023
    Amify
    Cincinnati, OH
  • 05/2023 → 10/2023
    Cincinnati Animal Care
    Cincinnati, OH
  • 10/2023 → Present
    Ubs Financial Services
    Cincinnati, OH
  • 08/1999 → 08/2019
    Unemployed / Student
    Southlake, TX
  • 06/2021 → 09/2021
    Student
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-07
  • S66 Uniform Combined State Law Examination
    2024-10-07

View on SEC IAPD

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