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Katherine Newgard

Edward Jones

Plymouth, MN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-20
MN RA APPROVED 2023-12-26
  • TX RA
    APPROVED_RES
    Since 2026-05-20
  • MN RA
    APPROVED
    Since 2023-12-26

Branch Locations

10100 6Th Ave N Ste 120, Plymouth, MN 55441-6378 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2023 Present
Optum Eden Prairie MN 06/2011 05/2023
Unemployed Minneapolis MN 05/2023 10/2023
  • 10/2023 → Present
    St Louis, MO
  • 06/2011 → 05/2023
    Optum
    Eden Prairie, MN
  • 05/2023 → 10/2023
    Unemployed
    Minneapolis, MN
Other Businesses

Flourish, LLC Type of business: Children's Educational Toys Minneapolis, MN Start date: 5/1/2021 Owner Hours per week: 0 Hours during trading: 0 Desc: I started a company during my MBA program but never actually started doing business under it.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-13
  • S66 Uniform Combined State Law Examination
    2023-12-13
Other Names
  • Katherine Shaeffer
  • Katie Newgard
  • Katie Shaeffer
  • Katherine Marie Shaef Newgard

View on SEC IAPD

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