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3395 Sw Garden View Ave, Portland, OR 97225 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-06 |
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
74 Neal Street, Pleasanton, CA 94566 • United States
15 Stow Ct, San Ramon, CA 94583 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
15 Stow Ct, San Ramon, CA 94583 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arm, Inc. | San Jose | CA | 04/2010 | 12/2024 |
| Nine Pines Ventures | San Ramon | CA | 12/2023 | Present |
| Cs Planning Corp. | Portland | OR | 11/2025 | Present |
| Npv Growth & Income Fund, Llc | San Ramon | CA | 01/2025 | Present |
Mr. Moore is the CEO of NPV Growth & Income Fund, LLC; it is an investment-related business - securities trading (options); located at 15 Stow Ct., San Ramon, CA 94583; business started as of 1/20/2025; 4 hours per month devoted to business; 4 hours during trading hours; Mr. Moore's duties in this position include acting as an Advisor and Chairman of the Board.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-14 |
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