Best Investors Account Sign in
Inactive

Denise Marie Rodriguez

Dupree Financial Group, LLC

Lexington, KY

CRD 7811708

Claim This Profile
Employer firm

Dupree Financial Group, LLC CRD 131091

$404M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Dupree Financial Group, Llc

237 East Main Street, Lexington, KY 40507 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-10-02
  • KY RA
    APPROVED
    Since 2023-10-02

Branch Locations

237 East Main Street, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peoples Exchange Bank Lexington KY 04/2016 08/2023
Tolly Ho Restaurant Lexington KY 08/2011 10/2018
Dupree Financial Group Llc Lexington KY 09/2023 Present
  • 04/2016 → 08/2023
    Peoples Exchange Bank
    Lexington, KY
  • 08/2011 → 10/2018
    Tolly Ho Restaurant
    Lexington, KY
  • 09/2023 → Present
    Dupree Financial Group Llc
    Lexington, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-02
  • S65 Uniform Investment Adviser Law Examination
    2023-10-02

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.
LPL FINANCIAL LLC

Nearby Investors

MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

More in Lexington, KY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor