Inactive

Denise Marie Rodriguez

Dupree Financial Group, LLC

Claim This Profile

Current Employers

Dupree Financial Group, Llc

237 East Main Street, Lexington, KY 40507 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2023-10-02

KY RA
APPROVED

Since 2023-10-02

Branch Locations

237 East Main Street, Lexington, KY 40507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Peoples Exchange Bank	Lexington	KY	04/2016	08/2023
Tolly Ho Restaurant	Lexington	KY	08/2011	10/2018
Dupree Financial Group Llc	Lexington	KY	09/2023	Present

04/2016 → 08/2023

Peoples Exchange Bank

Lexington, KY
08/2011 → 10/2018

Tolly Ho Restaurant

Lexington, KY
09/2023 → Present

Dupree Financial Group Llc

Lexington, KY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-10-02

S65 Uniform Investment Adviser Law Examination

2023-10-02

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC.

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

EAGLE STRATEGIES LLC

LPL ENTERPRISE, LLC

ASIO CAPITAL LLC

Other Investors

MICHAEL JAMES BROWNELL

JASON CHRISTOPHER GRESHAM

JAMES CARL GRAY

MARC ALLEN MOORE

AARON WILLIAM SEYFRIED

CARL LEE JINRIGHT

GEORGE DAVID PIERCE

JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY

WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY

LPL FINANCIAL LLC · LEXINGTON, KY

CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY

INVEST INC. · LEXINGTON, KY

EAGLE STRATEGIES LLC · LEXINGTON, KY

LPL ENTERPRISE, LLC · LEXINGTON, KY

LPL FINANCIAL LLC · LEXINGTON, KY

More in Lexington, KY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor