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Inactive

Maria Juliana Valencia

Shum Financial Group, Inc.

Alameda, CA

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Current Employers
Shum Financial Group, Inc.

2205 Harbor Bay Parkway, Alameda, CA 94502 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-15
TX RA APPROVED 2023-09-15
  • CA RA
    APPROVED
    Since 2023-09-15
  • TX RA
    APPROVED
    Since 2023-09-15

Branch Locations

2205 Harbor Bay Parkway, Alameda, CA 94502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shum Financial Group, Inc. Alameda CA 09/2023 Present
Shum Financial Group, Inc. Alameda CA 05/2021 Present
Brown Sugar Kitchen Oakland CA 08/2020 02/2021
Tulane University New Orleans LA 01/2019 06/2020
Los Andes University Bogota 08/2016 12/2018
  • 09/2023 → Present
    Shum Financial Group, Inc.
    Alameda, CA
  • 05/2021 → Present
    Shum Financial Group, Inc.
    Alameda, CA
  • 08/2020 → 02/2021
    Brown Sugar Kitchen
    Oakland, CA
  • 01/2019 → 06/2020
    Tulane University
    New Orleans, LA
  • 08/2016 → 12/2018
    Los Andes University
    Bogota
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-25
  • S65 Uniform Investment Adviser Law Examination
    2023-08-25

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · ALAMEDA, CA
WELLS FARGO CLEARING SERVICES, LLC · ALAMEDA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALAMEDA, CA
LPL FINANCIAL LLC · ALAMEDA, CA
EDWARD JONES · ALAMEDA, CA
EDWARD JONES · ALAMEDA, CA
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U.S. BANCORP ADVISORS, LLC · Alameda, CA

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