Best Investors
Account
Sign in
Best Investors
Account
Sign in
Shum Financial Group, Inc. CRD 285426
$322M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2205 Harbor Bay Parkway, Alameda, CA 94502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-15 |
| TX | RA | APPROVED | 2023-09-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shum Financial Group, Inc. | Alameda | CA | 09/2023 | Present |
| Shum Financial Group, Inc. | Alameda | CA | 05/2021 | Present |
| Brown Sugar Kitchen | Oakland | CA | 08/2020 | 02/2021 |
| Tulane University | New Orleans | LA | 01/2019 | 06/2020 |
| Los Andes University | Bogota | 08/2016 | 12/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-25 |
Reach out to this advisor