Maximilian Charles Frimann Dahl

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-05-22

AZ RA
APPROVED

Since 2026-05-22

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab Bank, Ssb	Phoenix	AZ	06/2026	Present
Cetera Financial	Phoenix	AZ	09/2023	11/2023
Norvision	Tempe	AZ	06/2018	09/2023
Silverleaf Country Club	Scottsdale	AZ	08/2016	07/2018
Cleat Street Capital	San Diego	CA	08/2023	02/2024
Charles Schwab & Co., Inc.	Phoenix	AZ	02/2024	Present

06/2026 → Present

Charles Schwab Bank, Ssb

Phoenix, AZ
09/2023 → 11/2023

Cetera Financial

Phoenix, AZ
06/2018 → 09/2023

Norvision

Tempe, AZ
08/2016 → 07/2018

Silverleaf Country Club

Scottsdale, AZ
08/2023 → 02/2024

Cleat Street Capital

San Diego, CA
02/2024 → Present

Charles Schwab & Co., Inc.

Phoenix, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-20
S63	Uniform Securities Agent State Law Examination	2024-06-11

S66 Uniform Combined State Law Examination

2026-05-20
S63 Uniform Securities Agent State Law Examination

2024-06-11

Other Names

Maximilian Charl Frimann-Dahl
Max Charles Frimann-Dahl
Maximilian Frimann-Dahl

View on SEC IAPD

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