Sean Patrick Mclaughlin

Employer firm

Horter Investment Management, LLC CRD 119880

$314M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2023 → 09/2024
  Western & Southern Life
  Ft Wright, KY
• 07/2023 → 09/2024
  W&S Brokerage Services
  Ft Wright, KY
• 12/2022 → 07/2023
  Unemployed
  Cincinnati, OH
• 06/2021 → 08/2021
  Mcgreat Inc
  Morehead City, NC
• 08/2018 → 12/2022
  Full-Time Education
  Cincinnati, OH
• 09/2013 → 08/2018
  Full-Time Education
  Morehead City, NC
• 09/2024 → Present
  Horter Investment Managment, Llc
  Cincinnati, OH

Previous Registrations

• 2024-05-16 → 2024-09-23
  W&S Brokerage Services, Inc.
  Loveland, OH
  Fort Wright, KY

Other Businesses

Horter Financial Services; not investment related; insurance sales; agent; start 09/17/2024; 1 hour per month; 1 hour per month during trading hours; offer life insurance or annuity products based on client financial needs and objectives.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-16
• S63 Uniform Securities Agent State Law Examination
  2024-03-18

Other Names

• Sean Mclaughlin