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Brooke Elisabeth Thiel

J. W. Cole Advisors, Inc.

Tampa, FL

Tampa, FL

CRD 7808364

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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-03
  • FL RA
    APPROVED
    Since 2024-10-03

Branch Locations

4301 Anchor Plaza Parkway, 4Th Floor, Tampa, FL 33634 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Tampa FL 09/2023 Present
East Lake High School East Lake FL 08/2014 05/2020
University Of Florida State Tallahassee FL 08/2020 05/2023
Mens Wearhouse Tallahassee FL 03/2022 02/2023
Gain & Berry Palm Harbor FL 03/2019 06/2020
Not Employed - Summer Palm Harbor FL 06/2020 08/2020
Unemployed Palm Harbor FL 05/2023 09/2023
  • 09/2023 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 08/2014 → 05/2020
    East Lake High School
    East Lake, FL
  • 08/2020 → 05/2023
    University Of Florida State
    Tallahassee, FL
  • 03/2022 → 02/2023
    Mens Wearhouse
    Tallahassee, FL
  • 03/2019 → 06/2020
    Gain & Berry
    Palm Harbor, FL
  • 06/2020 → 08/2020
    Not Employed - Summer
    Palm Harbor, FL
  • 05/2023 → 09/2023
    Unemployed
    Palm Harbor, FL
Other Businesses

(1) JWC Wealth Management; DBA; Investment Related; 4301 Anchor Plaza Parkway,4th Floor, Tampa, FL 33634; Wealth Management company; Client Services Coordinator; 9/11/2023 start date; 160 hours/month; 160 hours/month during trading; duties: assistant to Financial Advisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-11
  • S66 Uniform Combined State Law Examination
    2024-09-11

View on SEC IAPD

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