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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-21
NJ RA APPROVED 2024-10-08
  • TX RA
    APPROVED
    Since 2024-10-21
  • NJ RA
    APPROVED
    Since 2024-10-08

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc East Brunswick NJ 07/2023 09/2024
Mexicali Brews Branchburg NJ 07/2023 08/2024
Olde Queens Tavern New Brunswick NJ 08/2021 05/2023
Rutgers University New Brunswick NJ 08/2019 08/2023
Healthquest Fitness Center Flemington NJ 08/2017 08/2020
Hunterdon Central Regional Highschool Flemington NJ 09/2015 05/2019
Doordash Flemington NJ 01/2020 07/2021
Prudential Financial East Brunswick NJ 02/2024 09/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 09/2024 Present
Strava Technology Group Marlton NJ 06/2021 08/2021
Landing Operations Llc Plainfield NJ 06/2023 07/2023
Bank Of America, N.A. Princeton NJ 10/2024 Present
  • 07/2023 → 09/2024
    East Brunswick, NJ
  • 07/2023 → 08/2024
    Mexicali Brews
    Branchburg, NJ
  • 08/2021 → 05/2023
    Olde Queens Tavern
    New Brunswick, NJ
  • 08/2019 → 08/2023
    Rutgers University
    New Brunswick, NJ
  • 08/2017 → 08/2020
    Healthquest Fitness Center
    Flemington, NJ
  • 09/2015 → 05/2019
    Hunterdon Central Regional Highschool
    Flemington, NJ
  • 01/2020 → 07/2021
    Doordash
    Flemington, NJ
  • 02/2024 → 09/2024
    Prudential Financial
    East Brunswick, NJ
  • 09/2024 → Present
    Princeton, NJ
  • 06/2021 → 08/2021
    Strava Technology Group
    Marlton, NJ
  • 06/2023 → 07/2023
    Landing Operations Llc
    Plainfield, NJ
  • 10/2024 → Present
    Bank Of America, N.A.
    Princeton, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-11
  • S66 Uniform Combined State Law Examination
    2024-01-11
Other Names
  • Cole Peake
  • Cole Jared Peake

View on SEC IAPD

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