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1300 N State St., Bellingham, WA 98225-4730 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| La Salle Institute | Troy | NY | 10/2013 | 10/2017 |
| Shaker Ridge Country Club | Colonie | NY | 06/2015 | 10/2016 |
| Zumiez | Albany | NY | 05/2017 | 09/2017 |
| Western Washington University | Bellingham | WA | 09/2017 | 06/2022 |
| Plaine And Son | Schenectady | NY | 06/2018 | 09/2018 |
| Hoagtech Hydroponics | Bellingham | WA | 09/2019 | 01/2020 |
| Trek Bicycle Corporation | Bellingham | WA | 04/2020 | 03/2023 |
| The Loft | Bellingham | WA | 01/2022 | 04/2022 |
| Mt. Bakery Cafe | Bellingham | WA | 04/2022 | 03/2023 |
| Nelsons Market | Bellingham | WA | 03/2023 | 04/2023 |
| Unemployed | Bellingham | WA | 04/2023 | 10/2023 |
| Saturna Capital Corporation | Bellingham | WA | 10/2023 | 10/2024 |
| Unemployed | Colonie | NY | 10/2016 | 05/2017 |
| Saturna Capital Corporation | Bellingham | WA | 10/2024 | Present |
| Saturna Brokerage Services | Bellingham | WA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-14 |
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