Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-14 |
| TX | RA | APPROVED_RES | 2014-09-23 |
| IN | RA | APPROVED | 2009-06-01 |
Branch Locations
800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States
233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Indianapolis | IN | 06/2009 | Present |
CARMEL CLAY SCHOOLS; CARMEL, IN; EDUCATION; REDISTRICTING PARENT ADVISORY COUNCIL; NON-PROFIT; APPROX 2 HOURS PER WEEK-NON BUSINESS HOURS; NON-INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-04 |
Reach out to this advisor