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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-20
  • FL RA
    APPROVED
    Since 2023-10-20

Branch Locations

2502 N. Rocky Point Drive Suite 695, Tampa, FL 33607 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Tampa FL 09/2023 Present
Massmutual Life Insurance Co Tampa FL 07/2023 Present
Unemployed Tampa FL 06/2023 07/2023
Ironman Foundation Tampa FL 01/2023 05/2023
Ymca Of Greater Louisville Louisville KY 05/2022 12/2022
University Of Louisville Louisville KY 08/2020 05/2022
Webber International University Babson Park FL 08/2016 07/2020
  • 09/2023 → Present
    Tampa, FL
  • 07/2023 → Present
    Massmutual Life Insurance Co
    Tampa, FL
  • 06/2023 → 07/2023
    Unemployed
    Tampa, FL
  • 01/2023 → 05/2023
    Ironman Foundation
    Tampa, FL
  • 05/2022 → 12/2022
    Ymca Of Greater Louisville
    Louisville, KY
  • 08/2020 → 05/2022
    University Of Louisville
    Louisville, KY
  • 08/2016 → 07/2020
    Webber International University
    Babson Park, FL
Other Businesses

Name: Colin Castro Inv Rel: Y Add: Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 09/01/2024 No Hrs/Mo: 2 No/Hrs Mo dur trading: 0 Describe Duties: Life(term/universal/whole), Disability, Long-term care, Fixed annuities and Health.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-15
  • S66 Uniform Combined State Law Examination
    2023-10-15

View on SEC IAPD

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