Best Investors Account Sign in

Kelly Mae Barrows

Ubs Financial Services Inc.

Santa Fe, NM

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-09-16
  • NM RA
    APPROVED
    Since 2024-09-16

Branch Locations

125 Lincoln Ave Ste 401, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Santa Fe NM 09/2023 Present
Great American Eclipse Santa Fe NM 06/2023 09/2023
Barrows Investment Properties Santa Fe NM 06/2023 09/2023
Unemployed Santa Fe NM 05/2023 06/2023
Liberty Tax Enterprise AL 11/2022 04/2023
Fort Rucker Thrift Shop Fort Rucker AL 08/2022 05/2023
Unemployed Fort Rucker AL 04/2022 08/2022
Kirtland Air Force Base Outdoor Recreation Albuquerque NM 05/2020 04/2022
Unemployed Santa Fe NM 02/2020 05/2020
Irwin Backcountry Guides Crested Butte CO 05/2019 02/2020
Western Colorado University Gunnison CO 01/2017 12/2019
3 Rivers Resort Almont CO 05/2017 08/2017
Three Rivers Resort Almont CO 05/2018 08/2018
Western Colorado University Gunnison CO 08/2018 05/2019
Unemployed Gunnison CO 05/2016 05/2017
Unemployed Gunnison CO 08/2017 05/2018
  • 09/2023 → Present
    Ubs Financial Services
    Santa Fe, NM
  • 06/2023 → 09/2023
    Great American Eclipse
    Santa Fe, NM
  • 06/2023 → 09/2023
    Barrows Investment Properties
    Santa Fe, NM
  • 05/2023 → 06/2023
    Unemployed
    Santa Fe, NM
  • 11/2022 → 04/2023
    Liberty Tax
    Enterprise, AL
  • 08/2022 → 05/2023
    Fort Rucker Thrift Shop
    Fort Rucker, AL
  • 04/2022 → 08/2022
    Unemployed
    Fort Rucker, AL
  • 05/2020 → 04/2022
    Kirtland Air Force Base Outdoor Recreation
    Albuquerque, NM
  • 02/2020 → 05/2020
    Unemployed
    Santa Fe, NM
  • 05/2019 → 02/2020
    Irwin Backcountry Guides
    Crested Butte, CO
  • 01/2017 → 12/2019
    Western Colorado University
    Gunnison, CO
  • 05/2017 → 08/2017
    3 Rivers Resort
    Almont, CO
  • 05/2018 → 08/2018
    Three Rivers Resort
    Almont, CO
  • 08/2018 → 05/2019
    Western Colorado University
    Gunnison, CO
  • 05/2016 → 05/2017
    Unemployed
    Gunnison, CO
  • 08/2017 → 05/2018
    Unemployed
    Gunnison, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-15
  • S66 Uniform Combined State Law Examination
    2024-09-15

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
EP WEALTH ADVISORS
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.
EDDIE HAGGAR CAPITAL MGT, INC.

Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM
EDDIE HAGGAR CAPITAL MGT, INC. · SANTA FE, NM

More in Santa Fe, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor