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Heather Elizabeth Sullivan

Wells Fargo Advisors Financial Network, LLC

East Providence, RI

CRD 3204156

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2016-06-03
  • RI RA
    APPROVED
    Since 2016-06-03

Branch Locations

1481 Wampanoag Trl, East Providence, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc East Providence RI 06/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-23
  • S66 Uniform Combined State Law Examination
    2016-05-23

View on SEC IAPD

Nearby Firms

MML INVESTORS SERVICES, LLC
BLUE CHIP FINANCIAL ADVISORS, LLP
COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

BRYAN DOUGLAS BECOTTE
CALEB NEVES
NELSON M RIBEIRO

Nearby Offices

MML INVESTORS SERVICES, LLC · EAST PROVIDENCE, RI
BLUE CHIP FINANCIAL ADVISORS, LLP · EAST PROVIDENCE, RI
MML INVESTORS SERVICES, LLC · EAST PROVIDENCE, RI

More in East Providence, RI

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