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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-28
SD RA APPROVED 2024-03-19
  • TX RA
    APPROVED
    Since 2024-05-28
  • SD RA
    APPROVED
    Since 2024-03-19

Branch Locations

243 Founders Park Drive Suite 101, Rapid City, SD 57709-8479 • United States

Rapid City, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Rapid City SD 08/2023 Present
Kahler Financial Group Rapid City SD 08/2007 06/2023
Other Businesses

HIFON, LLC. Business is not investment related. Network for Operations Professionals of independent RIAs. Call moderator. January 2018. 10 hours a month. 9 hours a month during trading hours. I serve as a call moderator for financial operations professionals who discuss best practices as it relates to independent RIA firms determining how to best structure their firms to address changing needs in the industry, their back office support teams, their clients and advisors.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-30
  • S66 Uniform Combined State Law Examination
    2023-10-30
Other Names
  • Alison Bradley

View on SEC IAPD

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