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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 05/2026 | Present |
| Regionsbank | Birmingham | AL | 03/2011 | 10/2023 |
| Thrivent Investment Management Inc | Birmingham | AL | 10/2023 | 09/2025 |
| Thrivent Financial | Appleton | WI | 10/2023 | 06/2024 |
| Thrivent Financial | Appleton | WI | 06/2024 | 09/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 10/2025 | 05/2026 |
| Cetera Investment Advisers Llc | Clanton | AL | 10/2025 | 05/2026 |
| Regions Bank | Clanton | AL | 10/2025 | 05/2026 |
| Bank Of America, N.A. | Birmingham | AL | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-24 |
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