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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-07-18 |
Branch Locations
20739 Liv 439, Dawn, MO 64638 • United States
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dawn | MO | 08/2023 | Present |
| Grand River Multi- Purpose Center | Chillicothe | MO | 12/2012 | 12/2020 |
| Maurices | Chillicothe | MO | 06/2016 | 08/2018 |
| Stephens College | Columbia | MO | 08/2016 | 05/2017 |
| Break From School | Columbia | MO | 08/2017 | 12/2017 |
| Stadium Bar & Grill | Columbia | MO | 11/2017 | 10/2018 |
| Maurices | Columbia | MO | 05/2018 | 09/2018 |
| David's Bridal | Columbia | MO | 11/2017 | 04/2019 |
| David's Bridal | Columbia | MO | 04/2019 | 12/2019 |
| Maurices | Columbia | MO | 12/2019 | 09/2020 |
| Stephens College | Columbia | MO | 01/2018 | 05/2019 |
| Hedrick Medical Center | Chillicothe | MO | 09/2020 | 04/2021 |
| Maurices | Chillicothe | MO | 09/2020 | 08/2023 |
| Hedrick Family Care | Chillicothe | MO | 04/2021 | 03/2024 |
1) 10/2023 - Brittany Shiflett / Wedding Coordinator / Outside/1099 / Meadville, MO / Start date 09/01/2023 - 4 Hrs per month / 1% Time Spent 2) 10/2023 - IHT Wealth Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 3) 07/23/2024 - IHT Wealth Management - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 8/29/2023 - 160 Hrs/Mo; 40 Hrs During Trading - I provide investment advisory services through IHT Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-06 |
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