Carrie Lynn Busse

Current Employers

Employment History

• 11/2001 → 09/2016
  Vsr Financial Services, Inc
  Overland Park, KS
• 01/2015 → 09/2016
  Vsr Advisory Services, Inc
  Overland Park, KS
• 09/2016 → 09/2019
  Summit Brokerage Services, Inc.
  Chillicothe, MO
• 09/2016 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 09/2019 → 11/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 11/2021 → Present
  Lombard Securities Incorporated
  Baltimore, MD
• 11/2021 → Present
  Lombard Advisers Incorporated
  Baltimore, MD

Previous Registrations

• 2021-05-20 → 2021-11-11
  Cetera Wealth Services, Llc
  Chillicothe, MO
• 2016-09-01 → 2021-05-20
  Summit Financial Group Inc
  Chillicothe, MO
• 2015-01-08 → 2016-09-01
  Vsr Financial Services, Inc.
  Overland Park, KS
  Chillicothe, MO
  Chillicothe, MO
  Overland Park, KS

Other Businesses

(1) CHILLICOTHE UNITED METHODIST CHURCH PRESCHOOL; NOT INVESTMENT RELATED; 1414 WALNUT STREET, CHILLICOTHE, MO 64601; CHURCH PRESCHOOL; BEGAN NOVEMBER 2014; APPROXIMATELY 8 HOURS PER MONTH INCLUDING DURING TRADING HOURS; BOOKKEEPER. (2) NAME OF OTHER BUSINESS: LOCKRIDGE LEGACY FINANCIAL LLC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT PRACTICE START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: MEMBER / REGISTERED REPRESENTATIVE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INVESTMENT SERVICES (3) NAME OF OTHER BUSINESS: FINANCIAL & TAX SERVICES LLC ; INVESTMENT RELATED: No ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX / ACCOUNTING PRACTICE ; START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: Tax Preparation APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 7 BRIEF DESCRIPTION OF DUTIES: INVESTMENT SERVICES: Tax preparation during tax season. (4) NAME OF OTHER ACTIVITY: BOBBY & PEGGY SMITH LEGACY SCHOLARDHIP FUND INVESTMENT RELATED: NO ADDRESS: 303 N. MACON STREET, MEADVILLE, MO 64659-9253 NATURE OF BUSINESS: CHARITABLE; START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: TREASURER APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: INVESTMENT SERVICES: Treasurer, fundraising, and participation in selecting scholarship recipient(s)

Exams

• S66 Uniform Combined State Law Examination
  2015-01-06
• S63 Uniform Securities Agent State Law Examination
  2001-01-10

Other Names

• Carrie Lynn Lockridge
• Carrie Lynn Hibner