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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-19 |
Branch Locations
4120 Far Hills Avenue, Dayton, OH 45429 • United States
7601 Troy Pike, Huber Heights, OH 45424 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Kettering | OH | 03/2021 | Present |
| Sprint | Kettering | OH | 08/2008 | 02/2021 |
| Fifth Third Securities | Kettering | OH | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-16 |
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