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Rogerio De Carvalho Junior

Aston Capital Management

Coral Gables, FL

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Current Employers
Aston Capital Management

355 Alhambra Circle, Suite 1350, Coral Gables, FL 33134 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-01
  • FL RA
    APPROVED
    Since 2025-12-01

Branch Locations

355 Alhambra Circle, Suite 1350, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aston Capital Management Miami FL 01/2017 Present
Banco Do Brasil S.A Miami FL 05/2016 12/2016
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-28
  • S65 Uniform Investment Adviser Law Examination
    2023-07-28
Other Names
  • Rogerio Carvalho

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
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VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
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