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Diane Michelle Gutierrez

Strategic Advisers LLC

Brea, CA

La Habra, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

815 E Birch St, Brea, CA 92821-5765 • United States

La Habra, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Santa Barbara CA 08/2023 Present
Unemployed La Habra CA 01/2022 07/2023
University Of California Santa Barbara Santa Barbara CA 06/2019 12/2022
University Of Georgia Athens CA 08/2017 05/2019
University Of Denver Denver CA 07/2016 07/2017
Fidelity Investments Boston MA 03/2025 Present
  • 08/2023 → Present
    Fidelity Investments
    Santa Barbara, CA
  • 01/2022 → 07/2023
    Unemployed
    La Habra, CA
  • 06/2019 → 12/2022
    University Of California Santa Barbara
    Santa Barbara, CA
  • 08/2017 → 05/2019
    University Of Georgia
    Athens, CA
  • 07/2016 → 07/2017
    University Of Denver
    Denver, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-06-03 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-28
S63 Uniform Securities Agent State Law Examination 2024-02-15
  • S66 Uniform Combined State Law Examination
    2024-05-28
  • S63 Uniform Securities Agent State Law Examination
    2024-02-15

View on SEC IAPD

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HUAN-BIN ERIC LEE
ANNA LAURA DIAZ
PETER O PAIK
CHRISTOPHER RAYA SCIARRA
KEVIN OWEN SIMON
CHRISTINA MOON

Other Offices

INVESTLINC WEALTH SERVICES · BREA, CA
MORGAN STANLEY · Brea, CA
LPL FINANCIAL LLC · BREA, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
OSAIC WEALTH, INC. · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA

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