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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-05 |
| UT | RA | APPROVED | 2021-05-04 |
Branch Locations
1260 E Stringham Avenue Suite 300, Salt Lake City, UT 84106-2963 • United States
South Jordan, UT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc | Salt Lake City | UT | 03/2000 | 05/2021 |
| Bank Of America,N.A. | Salt Lake City | UT | 06/2011 | 05/2021 |
| Rbc Capital Markets, Llc | Salt Lake City | UT | 05/2021 | Present |
| City National Bank | Salt Lake City | UT | 03/2022 | Present |
1) NAME OF ENTITY: 2Shooting Star LLC ADDRESS: 1325 E Toliman Way, Washington, Utah, 84780 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Fund Family START DATE: 01/03/2025 CAPACITY: Owner DUTIES: Trust owns the LLC and I am the manager HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-25 |
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