Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-17
SC RA APPROVED 2024-12-12
  • TX RA
    APPROVED
    Since 2025-07-17
  • SC RA
    APPROVED
    Since 2024-12-12

Branch Locations

1301 Gervais St, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Newberry SC 08/2023 05/2024
Newberry College Newberry SC 05/2022 05/2024
Emily Marketing Newberry SC 06/2021 05/2022
Unemployed Columbia SC 05/2004 05/2021
Thrivent Financial Appleton WI 05/2024 11/2024
Army National Guard Irmo SC 05/2022 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia SC 11/2024 Present
Bank Of America, N.A. Columbia SC 01/2025 Present
  • 08/2023 → 05/2024
    Thrivent
    Newberry, SC
  • 05/2022 → 05/2024
    Newberry College
    Newberry, SC
  • 06/2021 → 05/2022
    Emily Marketing
    Newberry, SC
  • 05/2004 → 05/2021
    Unemployed
    Columbia, SC
  • 05/2024 → 11/2024
    Thrivent Financial
    Appleton, WI
  • 05/2022 → Present
    Army National Guard
    Irmo, SC
  • 11/2024 → Present
    Columbia, SC
  • 01/2025 → Present
    Bank Of America, N.A.
    Columbia, SC
Previous Registrations
Other Businesses

I*2143264, Entity Type: Entity Governmental, Name of OBA: United States Army , Address: Columbia, South Carolina, 29207, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 01/16/2025, No Hours: 20 Monthly, No Hours during Trading: 0 Monthly, Duties: I preform human resource duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-08
  • S66 Uniform Combined State Law Examination
    2024-07-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Columbia, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor