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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-07
AL RA APPROVED 2024-05-31
  • TX RA
    APPROVED
    Since 2025-11-07
  • AL RA
    APPROVED
    Since 2024-05-31

Branch Locations

112 Sand Mountain Dr. Nw, Albertville, AL 35950 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Student-Jacksonville State University Jacksonville AL 08/2016 05/2019
Booz Alan Hamilton Atlanta GA 05/2019 04/2021
Citizens Bank & Trust Guntersville AL 04/2021 08/2023
Lpl Financial Llc Albertville AL 08/2023 Present
Private Advisor Group, Llc Morristown NJ 05/2024 Present
  • 08/2016 → 05/2019
    Full Time Student-Jacksonville State University
    Jacksonville, AL
  • 05/2019 → 04/2021
    Booz Alan Hamilton
    Atlanta, GA
  • 04/2021 → 08/2023
    Citizens Bank & Trust
    Guntersville, AL
  • 08/2023 → Present
    Lpl Financial Llc
    Albertville, AL
  • 05/2024 → Present
    Morristown, NJ
Other Businesses

1) 08/31/2023 - Gore & Stisher Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month 8 Hr during Trading - 100% time spent 2) 08/09/2024 - Ash Brokerage - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 02/05/2024 - 10 Hours Per Month/ 2 Hours During Trading 3) 11/27/2024 - Concourse Financial Group Agency - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) -Start Date 08/30/2024 - 10 Hours per Month/ 1 Hour During Trading 4) 11/27/2024 - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 08/30/2024 - 2 Hours per mOnth/ 0 Hours During Trading 5) 06/26/2025 - Nexpoint - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date:06/20/2025 - 4 Hrs/Mth - 2 Hrs During Trading. 6) 04/01/2026 - Trust & Will - Other - Investment Related - Albertville, AL - Start Date 03/30/2026 - 2 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-20
S63 Uniform Securities Agent State Law Examination 2024-03-15
  • S65 Uniform Investment Adviser Law Examination
    2024-05-20
  • S63 Uniform Securities Agent State Law Examination
    2024-03-15

View on SEC IAPD

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