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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-03 |
| AL | RA | APPROVED | 1994-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Albertville | AL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Albertville | AL | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Undeveloped Subdivision LotGorham's BluffWoodham DrivePisgah, AL, ,; ; . Business Ownership; Knowles Holdings, LLC; ; Single Member LLC which owns commercial real estate located at 699 N. Carlisle Street, Albertville, AL 35951; 160 Bent Brook DriveAlbertville, AL 35951, ,; ; ; 0 hours per month; / Chastain and Knowles, LLC; ; Owns and Manages one commercial office building; 299 Highway 75 NorthAlbertville, AL 35951, ,; ; ; 1 to 9 hours per month; . Board of Directors; Peoples Independent Bank; Director; Billy Dyar Blvd.Boaz, AL 35957, ,; ; ; 1 to 9 hours per month; / Peoples Independent Bancshares, Inc.; Director; Billy Dyar BlvdBoaz, AL 35957, ,; ; ; 1 to 9 hours per month; / Albertville/Boaz Recycling and Solid Waste Disposal Authority; Treasurer; 116 W. Main StreetAlbertville, AL 35950, ,; ; 08/01/2011; 1 to 9 hours per month; / United Way of Marshall County; Board Member; 709 Blount Avenue, , Guntersville, AL, 35976; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Marshall Medical Center's Patient and Family Advisory Council; Advisory Council Member; 2320 Homer Clayton Drive, , Guntersville, AL, 35976; Not Investment-Related; 08/22/2024; 1 to 9 hours per month; 0 during trading hours / The Maker's Child; Advisory board member; 1001 New Home Road, , Boaz, AL, 35957; Not Investment-Related; 03/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-22 |
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