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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-03
AL RA APPROVED 1994-09-26
  • TX RA
    APPROVED_RES
    Since 2006-10-03
  • AL RA
    APPROVED
    Since 1994-09-26

Branch Locations

299 Hwy 75 N, Albertville, AL 35951 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Albertville AL 09/2005 03/2020
Ameriprise Financial Services, Llc Albertville AL 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; Undeveloped Subdivision LotGorham's BluffWoodham DrivePisgah, AL, ,; ; . Business Ownership; Knowles Holdings, LLC; ; Single Member LLC which owns commercial real estate located at 699 N. Carlisle Street, Albertville, AL 35951; 160 Bent Brook DriveAlbertville, AL 35951, ,; ; ; 0 hours per month; / Chastain and Knowles, LLC; ; Owns and Manages one commercial office building; 299 Highway 75 NorthAlbertville, AL 35951, ,; ; ; 1 to 9 hours per month; . Board of Directors; Peoples Independent Bank; Director; Billy Dyar Blvd.Boaz, AL 35957, ,; ; ; 1 to 9 hours per month; / Peoples Independent Bancshares, Inc.; Director; Billy Dyar BlvdBoaz, AL 35957, ,; ; ; 1 to 9 hours per month; / Albertville/Boaz Recycling and Solid Waste Disposal Authority; Treasurer; 116 W. Main StreetAlbertville, AL 35950, ,; ; 08/01/2011; 1 to 9 hours per month; / United Way of Marshall County; Board Member; 709 Blount Avenue, , Guntersville, AL, 35976; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Marshall Medical Center's Patient and Family Advisory Council; Advisory Council Member; 2320 Homer Clayton Drive, , Guntersville, AL, 35976; Not Investment-Related; 08/22/2024; 1 to 9 hours per month; 0 during trading hours / The Maker's Child; Advisory board member; 1001 New Home Road, , Boaz, AL, 35957; Not Investment-Related; 03/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22

View on SEC IAPD

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