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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-07-30 |
| TX | RA | APPROVED | 2025-07-18 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Scottsdale | AZ | 08/2023 | 12/2023 |
| Massmutual Life Insurance Co | Scottsdale | AZ | 03/2022 | 12/2023 |
| Jonic Glass Inc | Phoenix | AZ | 05/2021 | 03/2022 |
| Yard House Restaurant | Scottsdale | AZ | 08/2018 | 04/2021 |
| J & G Sales | Prescott | AZ | 03/2017 | 08/2018 |
| Annies Restaurant | Cottonwood | AZ | 02/2013 | 03/2017 |
| Yavapai Community College | Prescott | AZ | 08/2016 | 05/2017 |
| Scottsdale Community College | Scottsdale | AZ | 05/2018 | 05/2019 |
| Arizona State University | Tempe | AZ | 08/2019 | 12/2021 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 01/2024 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 01/2024 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-25 |
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