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Tanner Locey

Raymond James & Associates, Inc.

Ashland, KY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-02-24
  • KY RA
    APPROVED
    Since 2026-02-24

Branch Locations

1600 Carter Avenue, Ashland, KY 41101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Ashland KY 06/2022 02/2026
Tri State Lawn Care Flatwoods KY 04/2021 06/2022
Chase Bank Lexington KY 05/2014 08/2020
Unemployed Ashland KY 08/2020 04/2021
Fifth Third Securities Ashland KY 07/2023 02/2026
Raymond James & Associates, Inc. Ashland KY 02/2026 Present
  • 06/2022 → 02/2026
    Fifth Third Bank
    Ashland, KY
  • 04/2021 → 06/2022
    Tri State Lawn Care
    Flatwoods, KY
  • 05/2014 → 08/2020
    Chase Bank
    Lexington, KY
  • 08/2020 → 04/2021
    Unemployed
    Ashland, KY
  • 07/2023 → 02/2026
    Fifth Third Securities
    Ashland, KY
  • 02/2026 → Present
    Raymond James & Associates, Inc.
    Ashland, KY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-18
S63 Uniform Securities Agent State Law Examination 2024-04-12
  • S65 Uniform Investment Adviser Law Examination
    2024-07-18
  • S63 Uniform Securities Agent State Law Examination
    2024-04-12

View on SEC IAPD

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Other Investors

JAMES GREGORY GIBBS
GREGORY ALLEN RANKIN
Anthony W Park
LEIF ERIC CLARKE
Cecil ORyan McGraw
IAN MICHAEL PHILLIPS
GENE RANDALL RHOADES
Jessica Erin Haukedahl

Other Offices

CETERA INVESTMENT ADVISERS LLC · ASHLAND, KY
OSAIC WEALTH, INC. · ASHLAND, KY
LEIF CLARKE WEALTH MANAGEMENT, INC. · ASHLAND, KY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ashland, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Ashland, KY
CETERA INVESTMENT ADVISERS LLC · ASHLAND, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Ashland, KY
EDWARD JONES · ASHLAND, KY

More in Ashland, KY

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