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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-01-19 |
Branch Locations
2201 Lexington Ave A16, Ashland, KY 41101 • United States
121 N Main Street Suite 102, Monticello, KY 42633 • United States
1527 Carter Avenue, Ashland, KY 41101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Lexington | KY | 02/2016 | 03/2017 |
| Mml Investors Services, Llc | Lexington | KY | 03/2017 | 12/2021 |
| Mass Mutual Life Insurance Company | Lexington | KY | 07/2016 | 12/2021 |
| Woodbury Financial Services Inc | Ashland | KY | 12/2021 | 01/2024 |
| Osaic Wealth, Inc. | Monticello | KY | 01/2024 | Present |
1. FINANCIAL PARTNERS GROUP POSITION: Member NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 176 SECURITIES TRADING HOURS: 143 START DATE: 02/17/2022 ADDRESS: 1536 Winchester Ave Suite 202, Ashland KY 41101, United States DESCRIPTION: This is the DBA for all activities with Woodbury Financial. 2. GREG RANKIN POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/08/2023 ADDRESS: 9800 Grand Sandestin Blvd. #5220, Miramar Beach FL 32550, United States DESCRIPTION: I use a rental management company to manage short term rentals for a vacation condo. 3. FINANCIAL PARTNERS GROUP POSITION: Member NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 176 SECURITIES TRADING HOURS: 143 START DATE: 02/17/2022 ADDRESS: 1527 Carter Avenue, Ashland KY 41101, United States DESCRIPTION: This is the DBA for all activities with Osaic.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-23 |
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